| 15-00337 | 02/02/2016 | Claimant(s): Steven Farris
Claimant Lawyers(s): Luke A. Baumstark
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Eric Raphan
Arbitrator(s): Bruce S. Feldacker, Albert J. Haller, Kim L. Kirn
Hearing Site: St. Louis, MO
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| 07-02162 | 02/26/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Christopher J. Carney
Respondent(s): Robert Miller, Thipp Ratsaboutseua
Respondent Lawyers(s): Robert D. Miller, Thipp Ratsaboutseua
Arbitrator(s): Anthony J. Soukenik, Bruce S. Feldacker, Jesse David Hill
Hearing Site: St. Louis, MO
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| 09-01419 | 11/30/2009 | Claimant(s): Mary Gordon
Claimant Lawyers(s): Mary K. Gordon
Respondent(s): Jeffrey Endicott
Respondent Lawyers(s): Amy B. Boyea
Arbitrator(s): Bruce S. Feldacker
Hearing Site: St. Louis, MO
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| 06-03670 | 01/08/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Michae Hampton
Respondent Lawyers(s): Albert S. Watkins
Arbitrator(s): Thomas J. Ray, Bruce S. Feldacker, Jesse David Hill
Hearing Site: St. Louis, MO
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