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FINRA Awards for Michael William Petty

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0221603/01/2011Claimant(s): Wachovia Securities
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Steven Farris
Respondent Lawyers(s): Steven E. Farris
Arbitrator(s): Thomas J. McAllister, Jesse David Hill, Michael William Petty
Hearing Site: St. Louis, MO
09-0172405/24/2010Claimant(s): Clyde Byram, Meleena Byram
Claimant Lawyers(s): Steven W. Koslovsky
Respondent(s): Julie Rosenthal, William Rosenthal, Rosenthal Retirement Planning LP
Respondent Lawyers(s): Martin S. Schexnayder
Arbitrator(s): Leah A. Murray, Robert W. Dempsey, Michael William Petty
Hearing Site: St. Louis, MO
Checkmark Icon$52,600
08-0038104/17/2009Claimant(s): Pana Merchant
Claimant Lawyers(s): Matthew Clement
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bruce W. Day
Arbitrator(s): Michael L. Lyons, R. Phillip Reed, Michael William Petty
Hearing Site: St. Louis, MO
Checkmark Icon$0

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