10-04359 | 06/13/2012 | Claimant(s): High Ridge Fire Protection District Claimant Lawyers(s): Steven W. Koslovsky Respondent(s): LPL Financial LLC, Richard Glenn Respondent Lawyers(s): Jennifer L. Carpenter Arbitrator(s): Alan A. Sachs Hearing Site: St. Louis, MO
| | Expungement |
09-06855 | 04/20/2012 | Claimant(s): Christopher Noonan, Stephen Patton, Thomas Noonan Claimant Lawyers(s): Scott C. Helmholz, Steven W. Koslovsky Respondent(s): Morgan Stanley, William Lee Respondent Lawyers(s): David W. Schmidt Arbitrator(s): Thomas J. Ray, Jesse David Hill, Donald W. Moriarty Hearing Site: St. Louis, MO
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09-05990 | 12/28/2010 | Claimant(s): Warren J. Meyer and Mary Ellen Meyer Claimant Lawyers(s): Steven W. Koslovsky Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): James C. Browning Arbitrator(s): David B. Lacks Hearing Site: St. Louis, MO
| | $31,460 |
09-01724 | 05/24/2010 | Claimant(s): Clyde Byram, Meleena Byram Claimant Lawyers(s): Steven W. Koslovsky Respondent(s): Julie Rosenthal, William Rosenthal, Rosenthal Retirement Planning LP Respondent Lawyers(s): Martin S. Schexnayder Arbitrator(s): Leah A. Murray, Robert W. Dempsey, Michael William Petty Hearing Site: St. Louis, MO
| | $52,600 |