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FINRA Awards for William Lee

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0373503/20/2020Claimant(s): William Lee
Claimant Lawyers(s): Aegis J. Frumento
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Francis J. LaSalla, Steven Gary Leventhal, Mitchell Regenbogen
Hearing Site: New York, NY
09-0685504/20/2012Claimant(s): Christopher Noonan, Stephen Patton, Thomas Noonan
Claimant Lawyers(s): Scott C. Helmholz, Steven W. Koslovsky
Respondent(s): Morgan Stanley, William Lee
Respondent Lawyers(s): David W. Schmidt
Arbitrator(s): Thomas J. Ray, Jesse David Hill, Donald W. Moriarty
Hearing Site: St. Louis, MO

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