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FINRA Awards for James S. Hazard

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0177701/16/2019Claimant(s): Steven Flagg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): James S. Hazard
Hearing Site: New York, NY
13-0123707/25/2014Claimant(s): Ramona Wamba
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Morgan Stanley
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): James S. Hazard
Hearing Site: New York, NY
Checkmark IconExpungement
12-0049109/27/2012Claimant(s): Randi Belin (aka Randi Rosen), Sylvia Belin
Claimant Lawyers(s): Christine Lazaro
Respondent(s): Wells Fargo Advisors, Jeri Cohen
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): James S. Hazard
Hearing Site: New York, NY
Checkmark Icon$0
11-0435905/25/2012Claimant(s): Gary Sinderbrand, Steven Sinderbrand
Claimant Lawyers(s): Carlos Ricca
Respondent(s): Maury Hoberman, James & Shirley Feigenbaum, Lawrence J. & Lisa N. Cohen, Robert Brown Trust
Respondent Lawyers(s): Seth Lipner
Arbitrator(s): James S. Hazard
Hearing Site: New York, NY
Expungement

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