| 18-01777 | 01/16/2019 | Claimant(s): Steven Flagg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): James S. Hazard
Hearing Site: New York, NY
| | |
| 13-01237 | 07/25/2014 | Claimant(s): Ramona Wamba
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Morgan Stanley
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): James S. Hazard
Hearing Site: New York, NY
|  | Expungement |
| 12-00491 | 09/27/2012 | Claimant(s): Randi Belin (aka Randi Rosen), Sylvia Belin
Claimant Lawyers(s): Christine Lazaro
Respondent(s): Wells Fargo Advisors, Jeri Cohen
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): James S. Hazard
Hearing Site: New York, NY
| | $0 |
| 11-04359 | 05/25/2012 | Claimant(s): Gary Sinderbrand, Steven Sinderbrand
Claimant Lawyers(s): Carlos Ricca
Respondent(s): Maury Hoberman, James & Shirley Feigenbaum, Lawrence J. & Lisa N. Cohen, Robert Brown Trust
Respondent Lawyers(s): Seth Lipner
Arbitrator(s): James S. Hazard
Hearing Site: New York, NY
| | Expungement |
| 08-04482 | 02/08/2011 | Claimant(s): Elizabeth Schaper, Estate of Armin Schaper, Estate of Ethel Schaper, IRA, Douglas Schaper Trust, Ethel Schaper Charitable Trust
Claimant Lawyers(s): Jill C. Owens
Respondent(s): Anthony D'Aquila, Citigroup Global Markets., Paul Olivo
Respondent Lawyers(s): William D. Briendel
Arbitrator(s): Richard S. Peskin, James S. Hazard, Joshua Mark Zucker
Hearing Site: New York, NY
| | Expungement |
