| 19-01143 | 01/28/2021 | Claimant(s): Howard Barron, Howard Barron Revocable Living Trust, Restated Howard B. Young Revocable Trust
Claimant Lawyers(s): Brian Levin
Respondent(s): Arete Wealth Management
Respondent Lawyers(s): Linda Ieleja Gerstman
Arbitrator(s): Raymond J. Sterling, Patrick R. Sughroue, Frank Todd Aiello
Hearing Site: Detroit, MI
|  | $515,072 |
| 18-04302 | 10/26/2020 | Claimant(s): Ricardo San Roman Dunne
Claimant Lawyers(s): Brian Levin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jorge deNeve
Arbitrator(s): Andrew M. Mintzer, Joyce L. Hurley, Edward H. Davis
Hearing Site: Los Angeles, CA
| | $0 |
| 20-01757 | 10/05/2020 | Claimant(s): Javier Hernan Fuxman, Marcela Fuxman
Claimant Lawyers(s): Brian Levin
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Gloria O. North
Hearing Site: Boca Raton, FL
| | $35,416 |
| 16-02012 | 07/02/2018 | Claimant(s): Alberto Fogel, Rita Bemaras De Mizrachi
Claimant Lawyers(s): Brian Levin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abe Lampart
Arbitrator(s): William Ziering, Ralph A. Cotton, Daniel M. Yamshon
Hearing Site: San Francisco, CA
| | Expungement |
| 15-02136 | 11/20/2017 | Claimant(s): Trust No. 911 A/KA Banco Invex S.A
Claimant Lawyers(s): Brian Levin
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Mary Ann Tunick, Donald K. Eckhardt, Robert Alan Meyer
Hearing Site: Houston, TX
| | Expungement |
| 14-02143 | 12/23/2016 | Claimant(s): Alfa SCA, Dinastia SCA, FJC SCA, Los Chicos SCA, Nuevo Mundo SCA
Claimant Lawyers(s): Brian Levin
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Michael Lau, Marsha Matson, Stanley Zamor
Hearing Site: Miami, FL
| | Expungement |
| 15-00307 | 03/11/2016 | Claimant(s): RS International Group Limited
Claimant Lawyers(s): Brian Levin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Coren H. Stern
Arbitrator(s): Bernard A. Becker, Gerald H. Grayson, Theodore Roy Bayer
Hearing Site: Miami, FL
| | $0 |
| 12-03764 | 08/30/2013 | Claimant(s): Robert Sperber
Claimant Lawyers(s): Brian Levin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Joseph L. Bernstein, Bernard A. Becker, Mark T. Burnam
Hearing Site: Miami, FL
| | |
| 10-00241 | 10/18/2011 | Claimant(s): Martin Padilla, Ronald Rzesniowiecki, Sherlock Revocable Living Trust
Claimant Lawyers(s): Brian Levin
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Scott N. Sherman
Arbitrator(s): Walter P. Hitchcock, Linda M. McCoy, Bradley C. Mitchell
Hearing Site: San Francisco, CA
| | Expungement |
