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FINRA Awards for Ricardo San Roman Dunne

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0430210/26/2020Claimant(s): Ricardo San Roman Dunne
Claimant Lawyers(s): Brian Levin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jorge deNeve
Arbitrator(s): Andrew M. Mintzer, Joyce L. Hurley, Edward H. Davis
Hearing Site: Los Angeles, CA
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