| 20-00944 | 01/28/2021 | Claimant(s): Julian Skalski
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Turner
Arbitrator(s): Thomas R. Watkins, Edward H. Davis, Lynn Vivian Dymally
Hearing Site: Los Angeles, CA
|  | $685,159 |
| 18-04302 | 10/26/2020 | Claimant(s): Ricardo San Roman Dunne
Claimant Lawyers(s): Brian Levin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jorge deNeve
Arbitrator(s): Andrew M. Mintzer, Joyce L. Hurley, Edward H. Davis
Hearing Site: Los Angeles, CA
| | $0 |
| 17-00791 | 07/01/2019 | Claimant(s): Mansoor Karamooz, Trustee
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jason R. Lindsay
Arbitrator(s): Richard M. Norman, Edward H. Davis, Barry A. Fisher
Hearing Site: Los Angeles, CA
| | $209,482 |
| 14-01241 | 12/03/2015 | Claimant(s): James Price
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): Morgan Stanley, Philip Curran
Respondent Lawyers(s): Gregory B. Simon, Melissa M. Muehlfeld
Arbitrator(s): James D. Knotter, Vytas Tarulis, Edward H. Davis
Hearing Site: San Diego, CA
| | $0 |
| 12-01874 | 06/19/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): David Geschke, Joseph De Falco, Lawrence King
Respondent Lawyers(s): Michael Blumenfeld, Timothy N. Will
Arbitrator(s): Mandel E. Himelstein, Edward H. Davis, Thomas L. Marshall
Hearing Site: San Diego, CA
| | |
| 12-03372 | 06/03/2014 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Corey Casilio, John Valentine, William Leitch
Respondent Lawyers(s): Michael Blumenfeld, Robert Girard, Samuel J. Casey
Arbitrator(s): Deanna Margaret Veitia, Edward H. Davis, Steven F. Bernstein
Hearing Site: San Diego, CA
| | Expungement |
| 10-00664 | 08/04/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): John C. Steele
Respondent(s): Piper Jaffray & Co., Mark Riley
Respondent Lawyers(s): John C. Steele, Marie C. Mirch
Arbitrator(s): Nancy J. Spieczny, Edward H. Davis, Arnold Packer
Hearing Site: San Diego, CA
| | |
