Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-03385 | 11/06/2018 | Claimant(s): Wedbush Securities Inc. Claimant Lawyers(s): Leandro Palencia Respondent(s): Mark Riley Respondent Lawyers(s): Mark Christopher Riley Arbitrator(s): Evan A. Gould Hearing Site: San Diego, CA | ||
| 10-00664 | 08/04/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): John C. Steele Respondent(s): Piper Jaffray & Co., Mark Riley Respondent Lawyers(s): John C. Steele, Marie C. Mirch Arbitrator(s): Nancy J. Spieczny, Edward H. Davis, Arnold Packer Hearing Site: San Diego, CA |