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FINRA Awards for Leandro Palencia

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0338511/06/2018Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Leandro Palencia
Respondent(s): Mark Riley
Respondent Lawyers(s): Mark Christopher Riley
Arbitrator(s): Evan A. Gould
Hearing Site: San Diego, CA
15-0191712/27/2016Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Leandro Palencia
Respondent(s): Alexander Alternative Capital
Respondent Lawyers(s): Robert J. Harvey
Arbitrator(s): Susanne J. Hollander
Hearing Site: Miami, FL
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