| 19-01172 | 03/04/2021 | Claimant(s): Shirley Cummings
Claimant Lawyers(s): Eric Liebman
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Michael F. Jordan, Steven Meyrich, Barry A. Fisher
Hearing Site: Denver, CO
|  | $0 |
| 16-02110 | 04/22/2020 | Claimant(s): Richard D. Marconi Trust
Claimant Lawyers(s): Steve A. Buchwalter
Respondent(s): Todd Rustman
Respondent Lawyers(s): Jason Luhan
Arbitrator(s): Ronald L. Cameron, Barry A. Fisher, David K. Slay
Hearing Site: Los Angeles, CA
| | $0 |
| 18-02992 | 03/23/2020 | Claimant(s): Frank Cunningham
Claimant Lawyers(s): Matthew Wilson
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Benjamin F. Breslauer, Dana L. Bigman, Barry A. Fisher
Hearing Site: Los Angeles, CA
| | $0 |
| 17-00791 | 07/01/2019 | Claimant(s): Mansoor Karamooz, Trustee
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jason R. Lindsay
Arbitrator(s): Richard M. Norman, Edward H. Davis, Barry A. Fisher
Hearing Site: Los Angeles, CA
| | $209,482 |
| 16-02914 | 01/08/2019 | Claimant(s): William and Henry Associates
Claimant Lawyers(s): John R. Loftus
Respondent(s): Anna Jacob, David Iannini
Respondent Lawyers(s): Brandon S. Reif, John R. Loftus
Arbitrator(s): Thomas Edward Wall, Michael M. Hachigian, Barry A. Fisher
Hearing Site: Los Angeles, CA
| | |
| 16-03273 | 08/10/2018 | Claimant(s): Rosemary Perera, Rosemary Perera IRA
Claimant Lawyers(s): D. Daxton White
Respondent(s): Syndicated Capital.
Respondent Lawyers(s): Natalie N. FitzGerald
Arbitrator(s): Richard J. Stall, Alan M. Rosen, Barry A. Fisher
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206 |
| 16-00504 | 02/12/2018 | Claimant(s): Thomas Felgner
Claimant Lawyers(s): Robyn C. Crowther
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Babak Yousefzadeh
Arbitrator(s): Michael M. Hachigian, Barry A. Fisher, Rodrego A. Byerly
Hearing Site: Los Angeles, CA
| | |
| 17-01621 | 01/16/2018 | Claimant(s): Joy Rosen, Joy Rosen IRA
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff Esq.
Arbitrator(s): Barry A. Fisher
Hearing Site: Las Vegas, NV
| | $70,600 |
| 14-02770 | 04/20/2016 | Claimant(s): Frank Epinger
Claimant Lawyers(s): Michael Blumenfeld
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Terry E. Sanchez
Arbitrator(s): Robert Bruce MacDonald, Cheryl Marie Allain-Mee, Barry A. Fisher
Hearing Site: Los Angeles, CA
| | |
| 14-00309 | 09/09/2015 | Claimant(s): Laurie Andrews, Robert Andrews, Griffin Capital (Westmont) Investor 21,
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Kevin Shields, Markel Petty, Michael Lynch, Raymond Stovall, Direct Capital Securities., Griffin Capital Securities.
Respondent Lawyers(s): Kenyon Harbison, Markel Dashiell Petty, Michael Van Lynch, Raymond P. Stovall
Arbitrator(s): Richard J. Stall, Peter J Cohen, Barry A. Fisher
Hearing Site: Los Angeles, CA
| | $245,200 |
