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FINRA Awards for Syndicated Capital.

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0317607/02/2021Claimant(s): Meagan Phelps
Claimant Lawyers(s): Zachary Hayes- Macaluso
Respondent(s): Madison Avenue Securities, Syndicated Capital.
Respondent Lawyers(s): Faith Lee, Jeffrey S. Kob
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
18-0242303/28/2019Claimant(s): Albert Aizin
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Syndicated Capital.
Respondent Lawyers(s): Katherine P. Lee
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
18-0107401/08/2019Claimant(s): James Lavorgna
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Syndicated Capital.
Respondent Lawyers(s): Katherine P. Lee
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
16-0327308/10/2018Claimant(s): Rosemary Perera, Rosemary Perera IRA
Claimant Lawyers(s): D. Daxton White
Respondent(s): Syndicated Capital.
Respondent Lawyers(s): Natalie N. FitzGerald
Arbitrator(s): Richard J. Stall, Alan M. Rosen, Barry A. Fisher
Hearing Site: Los Angeles, CA
Checkmark IconDismissed by Rule 12206
10-0227206/09/2011Claimant(s): Robert Gillin
Claimant Lawyers(s): Marc A. Susswein
Respondent(s): Syndicated Capital.
Respondent Lawyers(s): Faith Lee
Arbitrator(s): John Daly
Hearing Site: New York, NY
04-0676102/03/2009Claimant(s): Garrett Going
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Brian King, Faith Lee, Joseph McAdams, Robert Gillin, Syndicated Capital.
Respondent Lawyers(s): Brian P King, Liam O'Brien, Marc A. Susswein
Arbitrator(s): Dennis C. Meyerson, Mitchell S. Friedman, Judith C. Greene
Hearing Site: New York, NY

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