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FINRA Awards for Katherine P. Lee

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0242303/28/2019Claimant(s): Albert Aizin
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Syndicated Capital.
Respondent Lawyers(s): Katherine P. Lee
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
18-0107401/08/2019Claimant(s): James Lavorgna
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Syndicated Capital.
Respondent Lawyers(s): Katherine P. Lee
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA

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