| 14-00136 | 12/30/2015 | Claimant(s): Jeffrey Cahoon
Claimant Lawyers(s): Marc A. Susswein
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Izabel P. McDonald
Arbitrator(s): William G. Binckes, Richard A. Cini, Kumar Atmakuri Ram
Hearing Site: New York, NY
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| 13-02644 | 09/09/2015 | Claimant(s): Matthew Cason
Claimant Lawyers(s): Marc A. Susswein
Respondent(s): GWFS Equities.
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): D. Bruce Shine, William T. Bowen, Leigh Ann Roberts
Hearing Site: Nashville, TN
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| 13-00762 | 07/31/2014 | Claimant(s): Ritankar Pal
Claimant Lawyers(s): Marc A. Susswein
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Theodore O. Rogers
Arbitrator(s): David J. Weisenfeld, Jay Alan Kranis, Michael J. Contrastano
Hearing Site: New York, NY
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| 10-02272 | 06/09/2011 | Claimant(s): Robert Gillin
Claimant Lawyers(s): Marc A. Susswein
Respondent(s): Syndicated Capital.
Respondent Lawyers(s): Faith Lee
Arbitrator(s): John Daly
Hearing Site: New York, NY
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| 10-02508 | 01/26/2011 | Claimant(s): Joseph Mendola
Claimant Lawyers(s): Marc A. Susswein
Respondent(s): The Citigroup Private Bank
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Abigail J. Pessen
Hearing Site: New York, NY
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| 08-02389 | 11/19/2010 | Claimant(s): Joseph Borkowski
Claimant Lawyers(s): Marc A. Susswein
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Carole Miller
Arbitrator(s): Boyd H. Scheff, Lincoln W. Craighead, James I. Berliner
Hearing Site: New York, NY
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| 04-06761 | 02/03/2009 | Claimant(s): Garrett Going
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Brian King, Faith Lee, Joseph McAdams, Robert Gillin, Syndicated Capital.
Respondent Lawyers(s): Brian P King, Liam O'Brien, Marc A. Susswein
Arbitrator(s): Dennis C. Meyerson, Mitchell S. Friedman, Judith C. Greene
Hearing Site: New York, NY
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| 06-01760 | 02/27/2008 | Claimant(s): Esdras Vera
Claimant Lawyers(s): Marc A. Susswein
Respondent(s): Citicorp Financial Services Corp.
Respondent Lawyers(s): Gideon Mark
Arbitrator(s): Joseph L. Bernstein, Seth L. Finkel, Rex D.K. Seymour
Hearing Site: San Juan, PR
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