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FINRA Awards for Faith Lee

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0317607/02/2021Claimant(s): Meagan Phelps
Claimant Lawyers(s): Zachary Hayes- Macaluso
Respondent(s): Madison Avenue Securities, Syndicated Capital.
Respondent Lawyers(s): Faith Lee, Jeffrey S. Kob
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
10-0227206/09/2011Claimant(s): Robert Gillin
Claimant Lawyers(s): Marc A. Susswein
Respondent(s): Syndicated Capital.
Respondent Lawyers(s): Faith Lee
Arbitrator(s): John Daly
Hearing Site: New York, NY
04-0676102/03/2009Claimant(s): Garrett Going
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Brian King, Faith Lee, Joseph McAdams, Robert Gillin, Syndicated Capital.
Respondent Lawyers(s): Brian P King, Liam O'Brien, Marc A. Susswein
Arbitrator(s): Dennis C. Meyerson, Mitchell S. Friedman, Judith C. Greene
Hearing Site: New York, NY

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