FINRA Awards for Dana L. Bigman

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-02992	03/23/2020	Claimant(s): Frank Cunningham Claimant Lawyers(s): Matthew Wilson Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Benjamin F. Breslauer, Dana L. Bigman, Barry A. Fisher Hearing Site: Los Angeles, CA		$0
15-02734	07/01/2016	Claimant(s): Brandon Price, Carol Price, Cody Price, Jonathan Washington, Leslie Price, Patrick Price, Tania Price-Tilley, William Washington, Ecstasy Queen Claimant Lawyers(s): Tania L. Price-Tilley Respondent(s): Angela Bearup, Bahram Shidoosh, Craig Connor, Daniel Fuller, James Shoultz, Jeffrey Paulson, John Gustafson, Karen Smith, Kelley Densham, Charles Schwab & Co.., Rachel Brown, Richard Schroeder, Sean Connolly, Stephen Petti, Stephen Jay Muth Respondent Lawyers(s): Angela Michelle Bearup, Dorothy Wolpert, Jeffrey Thomas Paulson, Mark T. Drooks Arbitrator(s): Richard J. Stall, Edward Banian, Dana L. Bigman Hearing Site: Los Angeles, CA		Dismissed by Rule 12206
15-01548	03/31/2016	Claimant(s): Gary Cremo Claimant Lawyers(s): Christine A. Page Respondent(s): Oppenheimer & Co.., Raymond James Financial Services. Respondent Lawyers(s): John T. McGuire, Robert M. Rudnicki Arbitrator(s): Elliott David Finkel, Gerald C. Tambe, Dana L. Bigman Hearing Site: Los Angeles, CA