| 20-03493 | 08/19/2021 | Claimant(s): Ryan Szamosszegi
Claimant Lawyers(s): Ryan Szamosszegi
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Edward Banian, Robert E. Jenks, H. Stuart Waxman
Hearing Site: Los Angeles, CA
|  | Dismissed by Rule 12212 |
| 15-03409 | 09/01/2017 | Claimant(s): Paul Marcus
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): John L. Erikson
Arbitrator(s): Edward Banian, Michael M. Hachigian, Mary M. O'Neil
Hearing Site: Los Angeles, CA
| | |
| 15-02449 | 12/28/2016 | Claimant(s): Thomas Murphy
Claimant Lawyers(s): Donald Potter
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles B. LaChaussee
Arbitrator(s): Edward Banian, Constance Ellen Boukidis, Eric Gad Forster
Hearing Site: Los Angeles, CA
| | |
| 15-02734 | 07/01/2016 | Claimant(s): Brandon Price, Carol Price, Cody Price, Jonathan Washington, Leslie Price, Patrick Price, Tania Price-Tilley, William Washington, Ecstasy Queen
Claimant Lawyers(s): Tania L. Price-Tilley
Respondent(s): Angela Bearup, Bahram Shidoosh, Craig Connor, Daniel Fuller, James Shoultz, Jeffrey Paulson, John Gustafson, Karen Smith, Kelley Densham, Charles Schwab & Co.., Rachel Brown, Richard Schroeder, Sean Connolly, Stephen Petti, Stephen Jay Muth
Respondent Lawyers(s): Angela Michelle Bearup, Dorothy Wolpert, Jeffrey Thomas Paulson, Mark T. Drooks
Arbitrator(s): Richard J. Stall, Edward Banian, Dana L. Bigman
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206 |
| 12-01937 | 11/29/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Brian Matz
Respondent Lawyers(s): Christine E. Goodrich
Arbitrator(s): Mark S. Priver, Edward Banian, Richard M. Norman
Hearing Site: Los Angeles, CA
| | |
| 09-00017 | 05/27/2011 | Claimant(s): Gerard Balian
Claimant Lawyers(s): Gerard Balian
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): John L. Erikson
Arbitrator(s): Edward A. Trabin, Edward Banian, Steven A. Wawra
Hearing Site: Los Angeles, CA
| | $4,300 |
| 08-01993 | 12/14/2009 | Claimant(s): Fernand W. Vanier and Dorothy F. Vanier
Claimant Lawyers(s): Fernand W. Vanier
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): James H. Bowersox, Edward Banian, Jerry Ellner
Hearing Site: Los Angeles, CA
| | $0 |
| 08-02353 | 05/13/2009 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Steven W. Brennan
Respondent(s): John Marrone
Respondent Lawyers(s): John Anthony Marrone
Arbitrator(s): Jeffrey E. Skogsbergh, Gerald C. Tambe, Edward Banian
Hearing Site: Los Angeles, CA
| | |
