| 09-02494 | 03/21/2011 | Claimant(s): Helen Cohen Living Trust, Trust A, Trust B
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): James Trujillo, Secu Brokerage Services
Respondent Lawyers(s): Michael L. Weisel, Scott L. Metzger
Arbitrator(s): James H. Bowersox, Sally G. Williams, Dennis Michael Kelleher
Hearing Site: San Diego, CA
|  | $0 |
| 08-01993 | 12/14/2009 | Claimant(s): Fernand W. Vanier and Dorothy F. Vanier
Claimant Lawyers(s): Fernand W. Vanier
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): James H. Bowersox, Edward Banian, Jerry Ellner
Hearing Site: Los Angeles, CA
| | $0 |
| 05-05159 | 09/04/2008 | Claimant(s): Michael Holland, William Holland
Claimant Lawyers(s): Karen A. Batcher
Respondent(s): Wachovia Securities, Eugene Ingargiola
Respondent Lawyers(s): Joseph R. Becerra
Arbitrator(s): Alan Stamm, James H. Bowersox, Gerald F. Corrigan
Hearing Site: San Diego, CA
| | |
| 07-01930 | 07/18/2008 | Claimant(s): Allyn Pon
Claimant Lawyers(s): Vincent D. Slavens
Respondent(s): FIMAT USA
Respondent Lawyers(s): John W. Cotton
Arbitrator(s): James H. Bowersox, Ronald O. Bub, D. Brad Callen
Hearing Site: San Diego, CA
| | $0 |
