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FINRA Awards for Karen A. Batcher

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0473101/28/2011Claimant(s): Hildur French
Claimant Lawyers(s): Jonathan Schwartz
Respondent(s): James Biddle, The Securities Center.
Respondent Lawyers(s): Karen A. Batcher
Arbitrator(s): Michael R. Mitchell, Jon A. Bostrom, Harris J. Howard
Hearing Site: Los Angeles, CA
Checkmark Icon$35,043
05-0515909/04/2008Claimant(s): Michael Holland, William Holland
Claimant Lawyers(s): Karen A. Batcher
Respondent(s): Wachovia Securities, Eugene Ingargiola
Respondent Lawyers(s): Joseph R. Becerra
Arbitrator(s): Alan Stamm, James H. Bowersox, Gerald F. Corrigan
Hearing Site: San Diego, CA

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