Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-04157 | 02/26/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Kenneth C. Mennemeier Respondent(s): Anil Shah, Preeti Shah Respondent Lawyers(s): Hari S. Lal Arbitrator(s): Michael R. Mitchell Hearing Site: Los Angeles, CA | Stipulated Award | |
| 09-02121 | 04/18/2011 | Claimant(s): Carolyn Turner Claimant Lawyers(s): Leo Federman Respondent(s): Robert Osur, Centaurus Financial. Respondent Lawyers(s): Elizabeth Lowery Arbitrator(s): Michael R. Mitchell, Jerry Ellner, Carol Jeanne Medof Hearing Site: Los Angeles, CA |  | $0 |
| 09-04731 | 01/28/2011 | Claimant(s): Hildur French Claimant Lawyers(s): Jonathan Schwartz Respondent(s): James Biddle, The Securities Center. Respondent Lawyers(s): Karen A. Batcher Arbitrator(s): Michael R. Mitchell, Jon A. Bostrom, Harris J. Howard Hearing Site: Los Angeles, CA | | $35,043 |
| 09-06224 | 11/11/2010 | Claimant(s): National Securities Corporation Claimant Lawyers(s): Mark Roth Respondent(s): Derek Lopez Respondent Lawyers(s): Derek Lopez Arbitrator(s): Michael R. Mitchell Hearing Site: Los Angeles, CA |