| 09-02387 | 12/12/2011 | Claimant(s): Ellen Foster
Claimant Lawyers(s): Leonard Steiner
Respondent(s): Matthew Jennings, Thomas Savino, Wayne Leffler
Respondent Lawyers(s): John P. Girarde, Thomas Walter Savino
Arbitrator(s): Jerry Ellner, Robert Elman, Marc S. Joseph
Hearing Site: Los Angeles, CA
|  | Stipulated Award |
| 07-03310 | 07/20/2011 | Claimant(s): Carlo Carrion
Claimant Lawyers(s): Carlo A. Carrion
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): John E. Ohashi, Christine A. Page, Jerry Ellner
Hearing Site: Los Angeles, CA
| | |
| 09-02121 | 04/18/2011 | Claimant(s): Carolyn Turner
Claimant Lawyers(s): Leo Federman
Respondent(s): Robert Osur, Centaurus Financial.
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Michael R. Mitchell, Jerry Ellner, Carol Jeanne Medof
Hearing Site: Los Angeles, CA
| | $0 |
| 08-01993 | 12/14/2009 | Claimant(s): Fernand W. Vanier and Dorothy F. Vanier
Claimant Lawyers(s): Fernand W. Vanier
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): James H. Bowersox, Edward Banian, Jerry Ellner
Hearing Site: Los Angeles, CA
| | $0 |
| 07-01990 | 11/10/2008 | Claimant(s): Benjamin Dwork, Ilene Bernik, Jeremy Dwork, Joann Dwork, Joshua Dwork, Matthew Dwork, Paul Dwork, Bernik Exemption Trust, Bernik Marital Trust, Ilene Dwork Bernik 2005 Revocable Trus, Paul & Joann R. Dwork Trust dtd 6/6/89
Claimant Lawyers(s): Gerard P. Fox
Respondent(s): Albert Humphrey, Gary Shemano, The Shemano Group.
Respondent Lawyers(s): Philip A. McLeod
Arbitrator(s): Barbara M. Zak, Jerry Ellner, Louise A. Berberian
Hearing Site: Los Angeles, CA
| | $250,000 |
| 07-02281 | 04/18/2008 | Claimant(s): Paul Roupinian
Claimant Lawyers(s): Paul Edward Roupinian
Respondent(s): John Orr, UBS Financial Services Inc.
Respondent Lawyers(s): Jennifer L. Nutter
Arbitrator(s): Theodore G. Bradpiece, Jerry Ellner, Steven J. Feldman
Hearing Site: Los Angeles, CA
| | |
| 06-04852 | 03/25/2008 | Claimant(s): Capitola Sommer
Claimant Lawyers(s): Richard J. Papst
Respondent(s): Edward Jones
Respondent Lawyers(s): Joseph B. Adams
Arbitrator(s): Howard A. Emirhanian, Mark S. Priver, Jerry Ellner
Hearing Site: Los Angeles, CA
| | |
