Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 07-03310 | 07/20/2011 | Claimant(s): Carlo Carrion Claimant Lawyers(s): Carlo A. Carrion Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Elizabeth H. Lindh Arbitrator(s): John E. Ohashi, Christine A. Page, Jerry Ellner Hearing Site: Los Angeles, CA | ||
| 08-04981 | 10/07/2009 | Claimant(s): Carlo Carrion Claimant Lawyers(s): Carlo A. Carrion Respondent(s): Craig Watanabe, Donald Bizub, Jon Hogen, Western International Securities. Respondent Lawyers(s): Jeffrey K. Compton Arbitrator(s): Erik R. Siering, Mary M. O'Neil, David Nielsen Hearing Site: Los Angeles, CA |