22-02235 | 07/07/2023 | Claimant(s): Andrew Kuo, Bradley Kaiser Claimant Lawyers(s): Jeffrey K. Compton Respondent(s): Western International Securities. Respondent Lawyers(s): Donald Bizub Arbitrator(s): Mary M. O'Neil, Kirtley M. Thiesmeyer, Sidney Kinji Kanazawa Hearing Site: Los Angeles, CA
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21-02861 | 03/24/2023 | Claimant(s): Arnold Shvarts, Oksana Shvarts Claimant Lawyers(s): Paul W. Thomas Respondent(s): Bradley Kaiser, Donald Bizub, Hagop Nalbandian, Krikor Demirjian, Wendy Rea, Western International Securities. Respondent Lawyers(s): Jeffrey K. Compton Arbitrator(s): Robert D. Sussin, W. Alex King, Andrew W. Levin Hearing Site: Los Angeles, CA
| | Expungement |
08-04981 | 10/07/2009 | Claimant(s): Carlo Carrion Claimant Lawyers(s): Carlo A. Carrion Respondent(s): Craig Watanabe, Donald Bizub, Jon Hogen, Western International Securities. Respondent Lawyers(s): Jeffrey K. Compton Arbitrator(s): Erik R. Siering, Mary M. O'Neil, David Nielsen Hearing Site: Los Angeles, CA
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