| 13-02766 | 06/03/2015 | Claimant(s): Estate of Donald F. Peters, Deceased, EDFP Limited Partnership
Claimant Lawyers(s): Christopher Mader
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Wendy S. Menghini
Arbitrator(s): Mark R. Lee, Ronald O. Bub, E. Milton Frosburg
Hearing Site: San Diego, CA
|  | $0 |
| 09-04990 | 08/27/2010 | Claimant(s): John Ramey, Madrugada LP # 2, Ramey Company Profit Sharing DTD 1/4/01
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): J Duckworth, UBS Financial Services Inc.
Respondent Lawyers(s): Kathleen S. Adams
Arbitrator(s): Robert A. Yates, Ronald O. Bub, James J. Dobbin
Hearing Site: San Diego, CA
| | Expungement |
| 09-00314 | 04/29/2010 | Claimant(s): Michelle Iafrate, Robert Iafrate, RJ and MD Iafrate Family Trust
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): Wachovia Securities, Robert Wolter
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Ronald O. Bub, Joseph T. Donnantuoni, Michael D. Briggs
Hearing Site: San Diego, CA
| | $17,534 |
| 07-01930 | 07/18/2008 | Claimant(s): Allyn Pon
Claimant Lawyers(s): Vincent D. Slavens
Respondent(s): FIMAT USA
Respondent Lawyers(s): John W. Cotton
Arbitrator(s): James H. Bowersox, Ronald O. Bub, D. Brad Callen
Hearing Site: San Diego, CA
| | $0 |
| 07-02045 | 01/15/2008 | Claimant(s): Jane Moyle
Claimant Lawyers(s): Jane Moyle
Respondent(s): WAMU Investments.
Respondent Lawyers(s): Susan L. Formaker
Arbitrator(s): Ronald O. Bub
Hearing Site: San Diego, CA
| | $0 |
