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FINRA Awards for Babak Yousefzadeh

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0027208/02/2022Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Babak Yousefzadeh
Respondent(s): Robert Ford
Respondent Lawyers(s): Robert Kent Ford
Arbitrator(s): Mark T Risner
Hearing Site: Los Angeles, CA
19-0042203/26/2020Claimant(s): Solomon Campbell
Claimant Lawyers(s): Erwin J. Shustak
Respondent(s): James Row, Entoro Securities, Entoro Capital
Respondent Lawyers(s): Babak Yousefzadeh
Arbitrator(s): Mark A. Karpe, Milton N. Gross, George Herman Frisch
Hearing Site: Los Angeles, CA
16-0050402/12/2018Claimant(s): Thomas Felgner
Claimant Lawyers(s): Robyn C. Crowther
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Babak Yousefzadeh
Arbitrator(s): Michael M. Hachigian, Barry A. Fisher, Rodrego A. Byerly
Hearing Site: Los Angeles, CA
16-0122510/18/2016Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Babak Yousefzadeh
Respondent(s): Enrique Marentes
Respondent Lawyers(s): Enrique Abraham Marentes
Arbitrator(s): James D. Knotter
Hearing Site: San Diego, CA
16-0052507/22/2016Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Babak Yousefzadeh
Respondent(s): Noyeg Arkoian
Respondent Lawyers(s): Noyeg W. Arkoian
Arbitrator(s): Michael M. Hachigian
Hearing Site: Las Vegas, NV
15-0283806/27/2016Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Babak Yousefzadeh
Respondent(s): Lori Rudow
Respondent Lawyers(s): Lori Diane Rudow
Arbitrator(s): Michael M. Hachigian
Hearing Site: Los Angeles, CA
15-0284203/22/2016Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Babak Yousefzadeh
Respondent(s): Lino Safieddine
Respondent Lawyers(s): Lino Safieddine
Arbitrator(s): Alan Stamm
Hearing Site: Los Angeles, CA
12-0224110/16/2013Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Babak Yousefzadeh
Respondent(s): Christopher Oster
Respondent Lawyers(s): Christopher William Oster
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA

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