| 18-01378 | 07/30/2019 | Claimant(s): Robert Horning
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Direct Capital Securities.
Respondent Lawyers(s): Ray Stovall
Arbitrator(s): Adam Michael Porter
Hearing Site: Los Angeles, CA
| | |
| 14-00309 | 09/09/2015 | Claimant(s): Laurie Andrews, Robert Andrews, Griffin Capital (Westmont) Investor 21,
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Kevin Shields, Markel Petty, Michael Lynch, Raymond Stovall, Direct Capital Securities., Griffin Capital Securities.
Respondent Lawyers(s): Kenyon Harbison, Markel Dashiell Petty, Michael Van Lynch, Raymond P. Stovall
Arbitrator(s): Richard J. Stall, Peter J Cohen, Barry A. Fisher
Hearing Site: Los Angeles, CA
|  | $245,200 |
| 05-01153 | 08/24/2007 | Claimant(s): Burke Dambly, Cindy Chiu, Corbin Thomas, James Walsh, Linda Bak, Robert Horning, Troy Thomas
Claimant Lawyers(s): Michael Blumenfeld
Respondent(s): Michael Upton, Direct Capital Securities., MCL Financial Group., Upton Financial Services.
Respondent Lawyers(s): Clay Womack, Theodore Peters
Arbitrator(s): Barbara M. Zak, Dorothy B. Strackbein, Janice A. Salter
Hearing Site: Los Angeles, CA
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