| 11-00396 | 07/18/2013 | Claimant(s): John Ray, Cherry Road Investors 9
Claimant Lawyers(s): Kevin J. Deloatch
Respondent(s): MCL Financial Group., Estate of Michael Byrum Upton
Respondent Lawyers(s): Estate of Michael Byrum Upton, Lawrence Singleton
Arbitrator(s): Harvey C. Flodin, James J. Dobbin, Sally G. Williams
Hearing Site: San Diego, CA
|  | $850,005 |
| 10-04294 | 04/12/2012 | Claimant(s): Salvatore Lima, Lima Family Trust
Claimant Lawyers(s): Irwin Stein
Respondent(s): James Walsh, MCL Financial Group.
Respondent Lawyers(s): Lawrence Singleton, Robert J. Girard
Arbitrator(s): Nicholas J. Caputo, Harry B. Endsley, James N. D'Orso
Hearing Site: San Francisco, CA
| | Expungement |
| 05-01153 | 08/24/2007 | Claimant(s): Burke Dambly, Cindy Chiu, Corbin Thomas, James Walsh, Linda Bak, Robert Horning, Troy Thomas
Claimant Lawyers(s): Michael Blumenfeld
Respondent(s): Michael Upton, Direct Capital Securities., MCL Financial Group., Upton Financial Services.
Respondent Lawyers(s): Clay Womack, Theodore Peters
Arbitrator(s): Barbara M. Zak, Dorothy B. Strackbein, Janice A. Salter
Hearing Site: Los Angeles, CA
| | |
