| 22-02770 | 05/24/2024 | Claimant(s): Mary Markham, Michael Markham
Claimant Lawyers(s): Scott L. Silver
Respondent(s): IFP Securities
Respondent Lawyers(s): Scott N. Sherman
Arbitrator(s): Christopher J. Klein, Guno Orlando Ritfeld, Mary Ann Etzler
Hearing Site: Orlando, FL
|  | Expungement |
| 18-04172 | 05/13/2020 | Claimant(s): Alan Hoffman, Sharon Field
Claimant Lawyers(s): Jaclyn M. Reinhart
Respondent(s): Erold Merko, TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Scott N. Sherman
Arbitrator(s): Edward M. Olson, Michael J. Meeusen, Douglas S. Parker
Hearing Site: Detroit, MI
| | Settlement |
| 16-00850 | 06/22/2017 | Claimant(s): John Doster
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Michael Harper, Invest Financial Corporation
Respondent Lawyers(s): Scott N. Sherman
Arbitrator(s): Robert H. Putnam
Hearing Site: Atlanta, GA
| | Expungement |
| 16-00025 | 05/03/2017 | Claimant(s): The Dennis Keyser Revocable Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): H. Beck.
Respondent Lawyers(s): Scott N. Sherman
Arbitrator(s): Thomas J. Ray, Kim L. Kirn, Marjorie Lynn Gold
Hearing Site: St. Louis, MO
| | Expungement |
| 16-00670 | 12/27/2016 | Claimant(s): Jennifer O'Pry, Russell O'Pry
Claimant Lawyers(s): Jennifer O'Pry, Russell O'Pry
Respondent(s): Robert Omohundro, J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Scott N. Sherman, Thomas Vays
Arbitrator(s): Linda M. Granata, Fredrick T.W. Reed, Cheryl Lynn Nikonovich-Kahn
Hearing Site: Atlanta, GA
| | Expungement |
| 15-02045 | 09/22/2016 | Claimant(s): Anthony DiRuzzo, Theresa DiRuzzo
Claimant Lawyers(s): Anthony J. DiRuzzo
Respondent(s): Tiaa-cref Individual & Institutional Ser
Respondent Lawyers(s): Scott N. Sherman
Arbitrator(s): Diane Ciccone, Paul A. Auerbach, Thomas Matthew Madden
Hearing Site: Providence, RI
| | $0 |
| 14-02530 | 06/29/2015 | Claimant(s): Judith M. Leicht IRA, Judith M. Leicht Living Trust
Claimant Lawyers(s): Stuart R. Berkowitz
Respondent(s): Marc Schneider, Tiaa-Cref Individual & Institutional Srv
Respondent Lawyers(s): Scott N. Sherman
Arbitrator(s): Michael L. Lyons, Frederick Michael Switzer, Alan A. Sachs
Hearing Site: St. Louis, MO
| | Expungement |
| 10-00973 | 11/30/2011 | Claimant(s): John Speros, John Speros LLC, Michael S. Fletcher & Linda Fletcher, Ronald Reifler Revocable Trust
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Scott N. Sherman
Arbitrator(s): Mollie Wagner Neal, William P. McCorkle, John H. Beach
Hearing Site: Atlanta, GA
| | Expungement |
| 10-00241 | 10/18/2011 | Claimant(s): Martin Padilla, Ronald Rzesniowiecki, Sherlock Revocable Living Trust
Claimant Lawyers(s): Brian Levin
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Scott N. Sherman
Arbitrator(s): Walter P. Hitchcock, Linda M. McCoy, Bradley C. Mitchell
Hearing Site: San Francisco, CA
| | Expungement |
