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FINRA Awards for IFP Securities

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0277005/24/2024Claimant(s): Mary Markham, Michael Markham
Claimant Lawyers(s): Scott L. Silver
Respondent(s): IFP Securities
Respondent Lawyers(s): Scott N. Sherman
Arbitrator(s): Christopher J. Klein, Guno Orlando Ritfeld, Mary Ann Etzler
Hearing Site: Orlando, FL
Checkmark IconExpungement
22-0130902/12/2024Claimant(s): Christine Moullet
Claimant Lawyers(s): Lars Soreide
Respondent(s): IFP Advisors, IFP Securities
Respondent Lawyers(s): Peter Lindholm
Arbitrator(s): John P. Cullem, Philip Whitworth Engle, Lisa J. Cappalli
Hearing Site: Orlando, FL
Checkmark IconExpungement

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