| 22-02770 | 05/24/2024 | Claimant(s): Mary Markham, Michael Markham
Claimant Lawyers(s): Scott L. Silver
Respondent(s): IFP Securities
Respondent Lawyers(s): Scott N. Sherman
Arbitrator(s): Christopher J. Klein, Guno Orlando Ritfeld, Mary Ann Etzler
Hearing Site: Orlando, FL
|  | Expungement |
| 22-02492 | 01/25/2024 | Claimant(s): David Pritchett
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): International Assets Advisory
Respondent Lawyers(s): Bryan M. Ward
Arbitrator(s): Guno Orlando Ritfeld, Mary Ann Etzler, Jorge R Quintana
Hearing Site: Orlando, FL
| | $15,479 |
| 20-04210 | 03/30/2022 | Claimant(s): Nathan Edwards
Claimant Lawyers(s): Nathan Edwards
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Mitchel Weiss, Brian Michael Kane, Mary Ann Etzler
Hearing Site: Jacksonville, FL
| | $0 |
| 20-00235 | 03/14/2022 | Claimant(s): Cara Thomas
Claimant Lawyers(s): Jennifer Poole Farrar
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Stuart K. Furman, Mildred Dorta, Mary Ann Etzler
Hearing Site: Orlando, FL
| | |
| 18-00095 | 04/17/2019 | Claimant(s): James Carey
Claimant Lawyers(s): W. Andrew Clayton
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Joseph I. Goldstein, Cindy L. Anderson, Mary Ann Etzler
Hearing Site: Orlando, FL
| | $0 |
| 17-00254 | 02/22/2019 | Claimant(s): Carrie Ford, Watkins Family Trust
Claimant Lawyers(s): Christopher P. Milazzo
Respondent(s): Carroll Clark, Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): John P. Cullem, Mary Ann Etzler, Lorraine Naomi Pitre
Hearing Site: Orlando, FL
| | $15,300 |
| 17-00696 | 10/09/2017 | Claimant(s): Ronald Mckinney
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Joseph E. Gehring
Arbitrator(s): Cindy L. Anderson, Hope L. Newsome, Mary Ann Etzler
Hearing Site: Orlando, FL
| | |
