Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00525 | 01/24/2023 | Claimant(s): John Zhang Claimant Lawyers(s): Zachary Morse Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA | ||
| 20-00235 | 03/14/2022 | Claimant(s): Cara Thomas Claimant Lawyers(s): Jennifer Poole Farrar Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Stuart K. Furman, Mildred Dorta, Mary Ann Etzler Hearing Site: Orlando, FL | ||
| 21-01736 | 03/09/2022 | Claimant(s): Monique Morrison Claimant Lawyers(s): Samantha Pastor Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 21-01373 | 02/25/2022 | Claimant(s): Ruben Tarkhanyan Claimant Lawyers(s): Chelsea Bauer Respondent(s): Assetmark Brokerage Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA | ||
| 18-03893 | 10/15/2021 | Claimant(s): Shawn Lawson Claimant Lawyers(s): Clinton W. Marrs Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Ronald G. Guida, Richard Djokic, Henry Zabarsky Hearing Site: Denver, CO | ||
| 20-02180 | 05/14/2021 | Claimant(s): Leigh Jeter Stanford Claimant Lawyers(s): Benjamin Winograd Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): David J. Romanski Hearing Site: San Francisco, CA | ||
| 20-02329 | 01/14/2021 | Claimant(s): Leo Rodriguez Claimant Lawyers(s): Robert L. Herskovits Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Patricia Beaujean Lehtola Hearing Site: Dallas, TX | ||
| 18-03297 | 07/23/2019 | Claimant(s): Nathaniel Barnhart Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Elliott Finkel Hearing Site: Phoenix, AZ | ||
| 16-01710 | 03/15/2019 | Claimant(s): Seth Radow Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Susan B. Gans-Smith, Marc S. Joseph, Michael R. Diliberto Hearing Site: Los Angeles, CA | ||
| 16-03495 | 01/11/2019 | Claimant(s): Rodney Schurg Claimant Lawyers(s): Kimberley P. Cronin Respondent(s): Edward Jones Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Thomas J. Gmeinder, Jeffrey W. Jacobs, Tina Alison Davis Hearing Site: Denver, CO |