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FINRA Awards for Assetmark Brokerage

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0137302/25/2022Claimant(s): Ruben Tarkhanyan
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): Assetmark Brokerage
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA

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