Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00095 | 04/17/2019 | Claimant(s): James Carey Claimant Lawyers(s): W. Andrew Clayton Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Marc S. Dobin Arbitrator(s): Joseph I. Goldstein, Cindy L. Anderson, Mary Ann Etzler Hearing Site: Orlando, FL |  | $0 |
| 10-02215 | 12/12/2011 | Claimant(s): Frederick Horn Claimant Lawyers(s): Janice L. Malecki Respondent(s): James Carey, UBS Financial Services Inc., Margaret Carey Respondent Lawyers(s): Angela A. Turiano Arbitrator(s): Abigail J. Pessen, Eugene G. P. Byrne, Scott W. Mulford Hearing Site: New York, NY | | Expungement |