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FINRA Awards for Margaret Carey

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0221512/12/2011Claimant(s): Frederick Horn
Claimant Lawyers(s): Janice L. Malecki
Respondent(s): James Carey, UBS Financial Services Inc., Margaret Carey
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Abigail J. Pessen, Eugene G. P. Byrne, Scott W. Mulford
Hearing Site: New York, NY
Checkmark IconExpungement

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