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FINRA Awards for Douglas S. Parker

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0417205/13/2020Claimant(s): Alan Hoffman, Sharon Field
Claimant Lawyers(s): Jaclyn M. Reinhart
Respondent(s): Erold Merko, TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Scott N. Sherman
Arbitrator(s): Edward M. Olson, Michael J. Meeusen, Douglas S. Parker
Hearing Site: Detroit, MI
Checkmark IconSettlement
18-0019803/19/2019Claimant(s): Joseph Petruzzello, Josephine Petruzzello
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Ernest Romer
Respondent Lawyers(s): Ernest Julius Romer
Arbitrator(s): Patrick R. Sughroue, Donovan E Greening, Douglas S. Parker
Hearing Site: Detroit, MI
Checkmark Icon$905,593
17-0260011/13/2018Claimant(s): Cynthia Marovich, Estate of Ward G. Dexel
Claimant Lawyers(s): Katherine E. Mott
Respondent(s): Gregory Collins, Raymond James Financial Services.
Respondent Lawyers(s): Raymond W. Henney
Arbitrator(s): Martin Brosnan, James George Timpa, Douglas S. Parker
Hearing Site: Detroit, MI
Checkmark IconExpungement

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