| 12-02242 | 07/16/2015 | Claimant(s): Robert Teel, Robert Charles LLC, Robert Charles & Co., L.P., Robert Charles Class A, Robert Charles L.P., Calvin Brown Memorial Trust
Claimant Lawyers(s): Leslie Wybiral, Louis F. Burke
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Joseph C. Coates, Paul J. Schumacher
Arbitrator(s): Helen W. Kinnaird, Gene S. Evenskaas, Deanna Margaret Veitia
Hearing Site: San Diego, CA
|  | $327,000 |
| 11-00784 | 01/25/2013 | Claimant(s): Michael Kloc
Claimant Lawyers(s): Leslie Wybiral
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): Jerry Schuchman, Timothy Towles Stevens, Carla Fisher
Hearing Site: Philadelphia, PA
| | |
| 10-04339 | 09/21/2012 | Claimant(s): Jacquelyn Kirkland
Claimant Lawyers(s): Leslie Wybiral
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): LLoyd B. Chinn
Arbitrator(s): Clarence Smith, Patricia A. DeWitt, James I. Berliner
Hearing Site: New York, NY
| | |
