| 21-02824 | 04/12/2024 | Claimant(s): Charlie Meredith
Claimant Lawyers(s): David A. Welling
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): John P. Kincade
Arbitrator(s): Mark R. Lee, Gene S. Evenskaas, Randall B Christison
Hearing Site: San Diego, CA
|  | Expungement |
| 17-01724 | 08/15/2019 | Claimant(s): Charles Lautz, Francisco Malfavon
Claimant Lawyers(s): George Miller
Respondent(s): Snowden Account Services LLC, Snowden Capital Advisors LLC
Respondent Lawyers(s): E. David Krule
Arbitrator(s): George Richard Najjar, Kevin K. Forrester, Gene S. Evenskaas
Hearing Site: San Diego, CA
| | |
| 12-02242 | 07/16/2015 | Claimant(s): Robert Teel, Robert Charles LLC, Robert Charles & Co., L.P., Robert Charles Class A, Robert Charles L.P., Calvin Brown Memorial Trust
Claimant Lawyers(s): Leslie Wybiral, Louis F. Burke
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Joseph C. Coates, Paul J. Schumacher
Arbitrator(s): Helen W. Kinnaird, Gene S. Evenskaas, Deanna Margaret Veitia
Hearing Site: San Diego, CA
| | $327,000 |
