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FINRA Awards for GFI Securities LLC

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0251302/01/2022Claimant(s): Ryan Bernardini
Claimant Lawyers(s): Lisa C. Solbakken
Respondent(s): GFI Securities LLC
Respondent Lawyers(s): Nirav S. Shah
Arbitrator(s): Anthony Michael Sabino, Mark Cuccaro, Abigail R. Levy
Hearing Site: New York, NY
19-0248008/11/2021Claimant(s): Frederick Williams
Claimant Lawyers(s): Daniel Scott Furst
Respondent(s): Richard Giles, GFI Securities LLC
Respondent Lawyers(s): Nirav S. Shah
Arbitrator(s): Andrew Joseph Donovan, Mitchell Regenbogen, James Stanley Kozera
Hearing Site: New York, NY
15-0243112/23/2016Claimant(s): Scott Pagano
Claimant Lawyers(s): Christine A. Palmieri
Respondent(s): GFI Securities LLC
Respondent Lawyers(s): Emily L. Milligan
Arbitrator(s): Leslie Ruth Nydick, John Nino Brenkovich, Amy Kaplan Eckman
Hearing Site: New York, NY
13-0079706/04/2014Claimant(s): Peter Bellard
Claimant Lawyers(s): David Wechsler
Respondent(s): GFI Brokers LLC, GFI Securities LLC
Respondent Lawyers(s): Jeffrey S. Boxer
Arbitrator(s): Robert I. Rabinowitz, Robert S. Getman, Ronald J. Colombo
Hearing Site: New York, NY
10-0280809/07/2012Claimant(s): GFI Securities LLC
Claimant Lawyers(s): Lauri F. Rasnick
Respondent(s): Daniel Robin
Respondent Lawyers(s): Daniel L. Robin
Arbitrator(s): Sidney D. Krasner, Sandra J. Mullings, Mary Lou McGanney
Hearing Site: New York, NY
06-0226210/18/2007Claimant(s): Richard Kates
Claimant Lawyers(s): James A. Batson
Respondent(s): GFI Securities LLC
Respondent Lawyers(s): David J. Clark
Arbitrator(s): Richard D. Chusid, Herbert Z. Geiger, Jay L. Zelesnick
Hearing Site: New York, NY

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