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FINRA Awards for Stephen Ketchum

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0134107/02/2010Claimant(s): Stephen Ketchum
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Banc of America Securities LLC
Respondent Lawyers(s): Steven D. Hurd
Arbitrator(s): Allan E. Johnson, Jay L. Zelesnick, Adam B. Lass
Hearing Site: New York, NY

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