Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00220 | 10/10/2023 | Claimant(s): David Hua Claimant Lawyers(s): Seth N. Bursky Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Jill Pilgrim, Leslie Conason, Lorraine Diane Mandel Hearing Site: New York, NY | ||
| 19-02285 | 08/10/2021 | Claimant(s): Steeler Capital LLC Claimant Lawyers(s): Lawrence V. Carra Respondent(s): Brian Frank, Ascendant Alternative Strategies Respondent Lawyers(s): K. B. Battaglini Arbitrator(s): Philip M. Mandel, Steven Gary Leventhal, Leslie Conason Hearing Site: New York, NY |  | Expungement |
| 17-02315 | 10/25/2019 | Claimant(s): James Smyth Claimant Lawyers(s): Ross B Intelisano Respondent(s): Cantor Fitzgerald & Co. Respondent Lawyers(s): Nirav S. Shah Arbitrator(s): William G. Binckes, Ronald Harris Kisner, Leslie Conason Hearing Site: New York, NY |