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FINRA Awards for Lawrence V. Carra

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0228508/10/2021Claimant(s): Steeler Capital LLC
Claimant Lawyers(s): Lawrence V. Carra
Respondent(s): Brian Frank, Ascendant Alternative Strategies
Respondent Lawyers(s): K. B. Battaglini
Arbitrator(s): Philip M. Mandel, Steven Gary Leventhal, Leslie Conason
Hearing Site: New York, NY
Checkmark IconExpungement

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