| 12-03308 | 07/21/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Justin McBride
Respondent Lawyers(s): James B. Koch
Arbitrator(s): Gerald Cohen, Christopher J. Janson, John R. Loss
Hearing Site: St. Louis, MO
| | |
| 10-02565 | 04/17/2013 | Claimant(s): Bob Rastberger, Brad Amundson, Bridget Fletcher, Kenneth Ahrens, Perry DiClemente, Mark and Sarah Salvia, Timothy and Barbara McIntyre
Claimant Lawyers(s): Albert Watkins
Respondent(s): Michael Baker, Westrock Advisors.
Respondent Lawyers(s): Andrew Shapiro, Michael G. Baker
Arbitrator(s): Anthony J. Soukenik, Thomas J. Ray, Christopher J. Janson
Hearing Site: St. Louis, MO
|  | $304,470 |
| 10-03627 | 05/18/2012 | Claimant(s): John Turbeville
Claimant Lawyers(s): John D. Coulter
Respondent(s): Erin Eason
Respondent Lawyers(s): Grant E. Fortson
Arbitrator(s): John A. Davis, J. Maxwell Williams, Christopher J. Janson
Hearing Site: Little Rock, AR
| | |
| 07-00440 | 03/13/2009 | Claimant(s): Clyde Crutcher
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): New England Securities
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Albert Shawe Watkins, Christopher J. Janson, David B. Lacks
Hearing Site: St. Louis, MO
| | $366,000 |
