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FINRA Awards for Bertin Stuckart

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0255305/28/2021Claimant(s): Bertin Stuckart
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Demian Betz
Arbitrator(s): Stuart K. Furman
Hearing Site: Columbia, SC
20-0256104/01/2021Claimant(s): Bertin Stuckart
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Richard S. Zaifert
Hearing Site: Jacksonville, FL
09-0429304/30/2010Claimant(s): Sandra Boardman
Claimant Lawyers(s): William M. Bowen
Respondent(s): Bertin Stuckart, David Ruckno, UBS Financial Services Inc.
Respondent Lawyers(s): Joseph C. Coates, III
Arbitrator(s): Zeb E. Barnhardt, Charles L. Measter, Emmet Francis Martin
Hearing Site: Columbia, SC
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