| 20-02553 | 05/28/2021 | Claimant(s): Bertin Stuckart
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Demian Betz
Arbitrator(s): Stuart K. Furman
Hearing Site: Columbia, SC
| | |
| 18-00449 | 11/08/2019 | Claimant(s): Isabel Katzin IRA, Richard Katzin IRA, Richard & Isabel Katzin
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Wells Fargo Clearing Services, Robert Greene
Respondent Lawyers(s): Demian Betz
Arbitrator(s): Annamaria Boccia Smith, Arthur M. Schoenberger, Kent L. Benziger
Hearing Site: New York, NY
|  | $0 |
| 17-00934 | 11/17/2017 | Claimant(s): Joseph Mahoney
Claimant Lawyers(s): Christopher C. Coss
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Demian Betz
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE
| | |
| 08-00501 | 08/03/2015 | Claimant(s): John Marshall Hispanic America Fdtn., John Marshall Properties., Palm Coast Collectibles.
Claimant Lawyers(s): John D. Marshall
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Demian Betz
Arbitrator(s): Howard N. Kahn, Jeffrey Lawrence Sarkin, Andrea R. Jacobs
Hearing Site: Boca Raton, FL
| | $0 |
| 07-01706 | 04/13/2010 | Claimant(s): Augusto Andrade, Maria Andrade
Claimant Lawyers(s): Megan M. McMillin
Respondent(s): Wachovia Securities, Michael Ewanouski
Respondent Lawyers(s): Demian Betz
Arbitrator(s): Peter L. Curry, John H. Henn, Nancy E. Watters
Hearing Site: Boston, MA
| | $18,384 |
| 06-03861 | 11/15/2007 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Demian Betz
Respondent(s): James Tuberosa
Respondent Lawyers(s): Zachary D. Messa
Arbitrator(s): Marshal H. Emerson, Marcy R. Greer, Robert Kevin O'Mara
Hearing Site: Tampa, FL
| | |
