| 16-03723 | 08/16/2017 | Claimant(s): Ricardo Latta
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): Kovack Securities Inc.
Respondent Lawyers(s): Amy Towle
Arbitrator(s): Howard N. Kahn, Gary M. Landau, David Rich
Hearing Site: Boca Raton, FL
| | |
| 08-00501 | 08/03/2015 | Claimant(s): John Marshall Hispanic America Fdtn., John Marshall Properties., Palm Coast Collectibles.
Claimant Lawyers(s): John D. Marshall
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Demian Betz
Arbitrator(s): Howard N. Kahn, Jeffrey Lawrence Sarkin, Andrea R. Jacobs
Hearing Site: Boca Raton, FL
|  | $0 |
| 13-00809 | 04/21/2014 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Caryn Diamond Shaw
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Howard N. Kahn
Hearing Site: Boca Raton, FL
| | |
| 10-02002 | 08/23/2011 | Claimant(s): Deborah M. Menten Revocable Trust
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Rose M. Schindler
Arbitrator(s): Howard N. Kahn, Richard S. Zaifert, Dale H. Van Scoyk
Hearing Site: Boca Raton, FL
| | Stipulated Award |
