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FINRA Awards for Neil Canell

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0019007/08/2020Claimant(s): Neil Canell
Claimant Lawyers(s): Kurt Kalberer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
16-0242402/24/2017Claimant(s): Neil Canell
Claimant Lawyers(s): Dochtor D. Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
11-0416602/02/2015Claimant(s): Warren Teitelbaum
Claimant Lawyers(s): George S. Mahaffey
Respondent(s): Jay Canell, Morgan Stanley, Neil Canell
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Robert Paulger Linn, John Joseph Sullivan, Douglas Earl McLaren
Hearing Site: Washington, DC
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