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FINRA Awards for George S. Mahaffey

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0084805/24/2021Claimant(s): Mark Apolenis
Claimant Lawyers(s): George S. Mahaffey
Respondent(s): Renee Kremm
Respondent Lawyers(s): Dennis E. Boyle
Arbitrator(s): Charles Lerner, James Drew Butler, Bruce Burr McElvein
Hearing Site: Baltimore, MD
16-0086011/23/2016Claimant(s): Joshua Schneider
Claimant Lawyers(s): George S. Mahaffey
Respondent(s): Jot Khalsa, UBS Financial Services Inc.
Respondent Lawyers(s): Erin Weesner-McKinley, Jot Kaur Khalsa
Arbitrator(s): Donald N. Tolin, Paul A. Krepinski, Michael Lancaster Garcia
Hearing Site: Albuquerque, NM
Expungement
11-0416602/02/2015Claimant(s): Warren Teitelbaum
Claimant Lawyers(s): George S. Mahaffey
Respondent(s): Jay Canell, Morgan Stanley, Neil Canell
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Robert Paulger Linn, John Joseph Sullivan, Douglas Earl McLaren
Hearing Site: Washington, DC
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