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FINRA Awards for James Drew Butler

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0084805/24/2021Claimant(s): Mark Apolenis
Claimant Lawyers(s): George S. Mahaffey
Respondent(s): Renee Kremm
Respondent Lawyers(s): Dennis E. Boyle
Arbitrator(s): Charles Lerner, James Drew Butler, Bruce Burr McElvein
Hearing Site: Baltimore, MD
18-0276003/04/2019Claimant(s): Kevin Farrell
Claimant Lawyers(s): Kevin Francis Farrell
Respondent(s): Scott Thorson, H. Beck.
Respondent Lawyers(s): Lydia R. Zaidman
Arbitrator(s): James Drew Butler
Hearing Site: Baltimore, MD
17-0318505/02/2018Claimant(s): Shaun Rashid
Claimant Lawyers(s): Daniel McCartin
Respondent(s): Morgan Stanley, Reza Niazi-Sai
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Alan S. Carmel, Ellen F. Kandell, James Drew Butler
Hearing Site: Baltimore, MD
Checkmark IconExpungement
15-0016405/11/2016Claimant(s): Oscar Artola
Claimant Lawyers(s): Oscar A. Artola
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): J. Michael Nolan
Arbitrator(s): James M. Rhodes, Steven Irving Platt, James Drew Butler
Hearing Site: Baltimore, MD
15-0087604/21/2016Claimant(s): Lewis Roberts
Claimant Lawyers(s): Donald J. McCartney
Respondent(s): PNC Investments
Respondent Lawyers(s): Gary J. Lieberman
Arbitrator(s): Daniel J. Donovan, Emily Eiselman Hunter, James Drew Butler
Hearing Site: Baltimore, MD

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