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FINRA Awards for Kevin Farrell

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0276003/04/2019Claimant(s): Kevin Farrell
Claimant Lawyers(s): Kevin Francis Farrell
Respondent(s): Scott Thorson, H. Beck.
Respondent Lawyers(s): Lydia R. Zaidman
Arbitrator(s): James Drew Butler
Hearing Site: Baltimore, MD
15-0318408/18/2016Claimant(s): Kevin Farrell
Claimant Lawyers(s): Kevin F. Farrell
Respondent(s): Brian Greenstein, Ardour Capital Investments
Respondent Lawyers(s): Brian Jay Greenstein, Kerry J. Dukes
Arbitrator(s): Robert L. Nisely
Hearing Site: New York, NY

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