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FINRA Awards for Ardour Capital Investments

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0318408/18/2016Claimant(s): Kevin Farrell
Claimant Lawyers(s): Kevin F. Farrell
Respondent(s): Brian Greenstein, Ardour Capital Investments
Respondent Lawyers(s): Brian Jay Greenstein, Kerry J. Dukes
Arbitrator(s): Robert L. Nisely
Hearing Site: New York, NY
13-0255008/11/2014Claimant(s): Michael Schwartz
Claimant Lawyers(s): Michael Gerald Schwartz
Respondent(s): Kerry Dukes, Ardour Capital Investments
Respondent Lawyers(s): Kerry J. Dukes
Arbitrator(s): David S. Billet
Hearing Site: New York, NY

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